Conducted pre and post-sale file reviews, prepared and presented regulatory training, assigned adviser modules, developed T&C guides, provided feedback to trainee advisers, actioned audit points, and delivered...

Prepared CEO papers, investor presentations, monitored data quality, supported CEO and ExCo, managed board meeting agendas, provided analysis, line managed Executive Assistants, and facilitated business...

Liaised with compliance company, ensured policy updates, streamlined processes, managed admin and paraplanning teams, supported FCA submissions, led thematic review, provided MI data, managed file reviews,...

Managed administration, delivered weekly training, acted as SMF16 delegate, maintained FCA register, communicated compliance changes, managed income reconciliation, supported directors, ensured regulatory...

Trained staff, liaised with senior management, improved processes, managed team workloads, attended sales meetings, produced TVAS/APTA reports, and covered COO role.

Supported company owner, produced annual reviews, processed investments and pensions, wrote reports, conducted research, managed client queries, and executed investment transactions.

Created migration plans, onboarded clients, managed queries, facilitated information flow, held teams accountable, developed partner services plans, and assisted with TVAS/APTA reports and training.

Ran department, supported advisers, analysed pensions, produced compliant reports, prepared client files, rolled out processes, maintained P&L logs, and increased department turnover.

Debriefed advisers, checked file compliance, analysed data, produced reports, prepared client files, submitted business to providers, and ensured fee payments.

Submitted new business, wrote suitability reports, managed admin, liaised with clients, ensured compliance, and resolved queries with providers.

Provided administration support, ensured regulatory compliance, managed client files, collated documentation, and maintained client history.